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Posted: Saturday, February 3, 2018 10:14 PM

Banking and Retirement Operations is the core of all monetary transactions completed at TD Ameritrade. This role is responsible for processing, analyzing and coding monetary transactions in and out of TD Ameritrade. It requires a high level of organization, attention to detail, as well as regulatory knowledge within the brokerage, retirement and federal banking industry. This includes but not limited to IRS, State and Federal banking and brokerage regulations, Tax, FINRA/SEC, and OCC. This role executes on internal controls to minimize financial, reputational, and legal risk to TD Ameritrade.
In addition, associates are responsible for communicating with both internal and external clients via inbound phone calls, chat or email related inquiries in regards to monetary transactions and coding. This role is responsible for upholding the Core Values and Standards of TD Ameritrade
+ Analyze complex client requests and apply applicable regulation and/or law to that request using problem solving and critical thinking skills. May include but not limited to IRS, State and Federal Regulations, FINRA/SEC, and OCC
+ Analyze client transaction and account data to identify potential red flags and ensure risk mitigation for the client and TD Ameritrade
+ Learn, retain, and apply processes and procedures as well as system technologies in an efficient and effective manner
+ Process and navigate multiple cash management systems and technologies
+ Perform reconciliation tasks and activities to ensure both clients and TD Ameritrade s books and records are in balance to ensure prompt and accurate processing and recording of transaction requests
+ Liaise with business partners to ensure best practices are met for resolution of client escalations and research cases regarding client and firm transactions
+ Knowledge in within the brokerage, retirement and federal banking industry preferred
+ High level of organization and attention to detail
+ Ability to communicate effectively through various communication methods
+ Ability to work with a high sense of urgency
+ Flexible and responsive to change
+ Consistently conducts themselves in a professional manner
+ 4 year college degree or relevant experience in lieu of
+ 0-2 years of relevant experience
+ Series 7, 63, 24 Licensures preferred, not required
TD Ameritrade is an equal opportunity employer. At TD Ameritrade we believe that people matter. We value diversity and believe that it transcends race, national origin, age, marital status, gender identity / expression, sexual orientation, citizenship status, service in the armed forces, disability, thoughts, ideas and perspectives. Our commitment to building an inclusive culture is aimed at attracting and retaining diverse talent, clients and shareholders to the firm. It's a belief that's core to the success of our organization.
Associated topics: client, commercial loan, loan review, loan servicing officer, mortgage loan officer, mortgage underwriter, relationship, representative, sale, sell


• Location: Fort Worth

• Post ID: 77682702 fortworth is an interactive computer service that enables access by multiple users and should not be treated as the publisher or speaker of any information provided by another information content provider. © 2018